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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-12-02
TX RA APPROVED 2010-11-05
  • FL RA
    APPROVED
    Since 2010-12-02
  • TX RA
    APPROVED
    Since 2010-11-05

Branch Locations

2011 San Marco Blvd, Jacksonville, FL 32207 • United States

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Jacksonville FL 08/2010 Present
Bank Of America,Na Jacksonville FL 09/2010 Present
  • 08/2010 → Present
    Merrill Lynch
    Jacksonville, FL
  • 09/2010 → Present
    Bank Of America,Na
    Jacksonville, FL
Other Businesses

I*1940263, Entity Type, Entity for Profit, Name of OBA: Pinewood Restorations, Address: Green Cove Springs, FL, 32043, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/01/2024, No Hours: 10hrs/Weekly, No Hours during trading: 0, Duties: refinish and repurpose antique furniture.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2010-10-22

View on SEC IAPD

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