Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2015-09-16 |
| CT | RA | APPROVED | 2014-03-13 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2010 | Present |
I* 559266 Business or Industry Organization Name of outside business organization: TBD Investment related: No Address of business: Fanwood, NJ 07023 Position, title, association: Owner Start date of relationship: 11/15/2021 Number of hours devoted: 1 hour Yearly Number of hours devoted during trading hours: 0 Duties: Owner of LLC I*1430253 Name of OBA: Easy Healthcare For All Address:Fanwood,NJ,07023 Investment Related: No Position, Title, Association: Director Employee Start Date: 08/31/2023 No Hours: weekly: 1 hr wkly No Hours during trading: 0 Duties: The purpose of this organization is to help poor people in countries like Nepal with healthcare needs. My responsibilities is to help with fundraise and awareness in my community. The fundraising will be either online with help of external sites like go fund me page, through foundation website, by applying for grants, asking friends and families to donate through social media, or locally by organizing fundraising events like soccer tournaments, etc. I will also help with collecting donated funds in non profit account, and disburse funds to other foundations that will provide service to the needy people. The accumulated funds will be saved in checking or savings account, so there will be no investment advice. There will be some responsibility for budgeting funds for disbursement to the appropriate foundations. All work for non profit will be completed collectively with other board members. I*3071268 Entity Type: Charitable Name of OBA: NEPALI COMMUNITY OF NEW JERSEY A NJ NONPROFIT CORPORATION Address: fanwood, New Jersey, 7023 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/24/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Community development and well being of Nepali diaspora in New Jersey USA Attend meetings, provide feedback, organize community events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-12 |
Reach out to this advisor