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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-11
  • FL RA
    APPROVED
    Since 2018-06-11

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

150 Second Ave., North Suite 1000, St Petersburg, FL 33701 • United States

311 Park Place Boulevard Suite 650, Clearwater, FL 33759 • United States

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2010 05/2018
Ubs Financial Services Inc. Tampa FL 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-21
  • S66 Uniform Combined State Law Examination
    2014-02-21
Other Names
  • Gabriela A Carranza

View on SEC IAPD

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