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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-02 |
| NY | RA | APPROVED | 2025-05-01 |
| NC | RA | APPROVED | 2023-06-09 |
| NV | RA | APPROVED | 2022-09-22 |
| IN | RA | APPROVED | 2022-02-23 |
| NM | RA | APPROVED | 2022-01-20 |
| MD | RA | APPROVED | 2021-03-01 |
| TX | RA | APPROVED_RES | 2018-09-12 |
| WA | RA | APPROVED | 2018-07-16 |
| CA | RA | APPROVED | 2017-04-06 |
Branch Locations
949 S Coast Drive Suite 220, Costa Mesa, CA 92626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Resources Capital Management Llc | Irvine | CA | 05/2013 | 02/2017 |
| Massmutual Life Insurance Company | Irvine | CA | 10/2014 | 01/2017 |
| Mml Investors Services Llc | Irvine | CA | 11/2014 | 01/2017 |
| Guardian Life Insurance Co Of America | Irvine | CA | 03/2017 | 03/2021 |
| Park Avenue Securities, Llc | New York | NY | 04/2017 | 03/2021 |
| Guardian Life Insurance Company | Las Vegas | NV | 03/2021 | 05/2021 |
| Park Avenue Securities | Las Vegas | NV | 03/2021 | 05/2021 |
| Guardian Life Insurance Company | Irvine | CA | 05/2021 | 09/2022 |
| Park Avenue Securities | Irvine | CA | 05/2021 | 09/2022 |
| Guardian Life Insurance Company | Costa Mesa | CA | 09/2022 | Present |
| Park Avenue Securities | Costa Mesa | CA | 09/2022 | Present |
1. Joseph Silla (Insurance other than Guardian) I provide clients with products such as long term care, Income annuities, disability, life insurance that are not provided through Guardian. Start: 02/06/2017 Address: 100 Spectrum Center Dr, Ste 330 Irvine, CA 92618 Hrs per month - tot/bus:20/10 Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-07 |
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