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Brighton, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 07/2015 | 03/2017 |
| Jp Morgan Chase Bank Na | Scottsdale | AZ | 07/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 04/2017 | 05/2019 |
| Bank Of America, N.A. | Phoenix | AZ | 04/2017 | 05/2019 |
| Charles Schwab & Co., Inc. | Frisco | CO | 04/2020 | 01/2024 |
| Charles Schwab Bank, Ssb | Frisco | CO | 04/2020 | 01/2024 |
| Delvaux, Llc | Mesa | AZ | 05/2019 | Present |
| Athos Private Wealth Llc | Holladay | UT | 02/2024 | 02/2025 |
| Delvaux Wealth Management Llc | Brighton | CO | 03/2025 | Present |
(1) Delvaux, LLC | not investment related | Mesa, Arizona | start date 05/27/2019 | Founder, sell personal care products. All activates in this company are outsourced to generate a passive source of income | less than 20 hours per month | none during securities trading hours; (2) Little Galloway Ranch, LLC | not investment related | Brighton, Colorado | start date 06/10/2022 | owner, rent barns on my property | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-31 |
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