Dana Lee Kern

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Morgan Stanley
  Menlo Park, CA

Previous Registrations

• 2013-04-23 → 2015-01-15
  Morgan Stanley
  Grand Rapids, MI
• 2012-06-18 → 2013-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI
• 2012-05-29 → 2012-06-20
  Ubs Financial Services Inc.
  Grand Rapids, MI

Other Businesses

*OBI - *552907 - Mystic Moonkitty Crystals LLC ; Investment related - Yes ; Redwood City,California ; Retail/Online Stores ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 25 ; Sales/Marketing

Exams

• S66 Uniform Combined State Law Examination
  2012-05-25

Other Names

• Dana Kern