Michelle Ann Heffel

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 05/2018
  Foresters Financial Services
  Seattle, WA
• 01/2016 → 05/2018
  Foresters Advisory Services
  Seattle, WA
• 06/2018 → 05/2019
  Massmutual Northwest
  Seattle, WA
• 06/2018 → 05/2019
  Mml Investors Services, Llc
  Seattle, WA
• 06/2019 → 10/2020
  Hornor Townsend & Kent Llc
  Horsham, PA
• 06/2019 → 11/2020
  Penn Mutual Life Insurance Company
  Horsham, PA
• 11/2020 → Present
  Pacific Capital Resource Group, Inc.
  Bellevue, WA
• 11/2020 → 08/2023
  Royal Alliance Associates, Inc.
  Bellevue, WA
• 08/2023 → Present
  Osaic Wealth, Inc
  Bellevue, WA

Previous Registrations

• 2019-10-09 → 2020-11-02
  Hornor, Townsend & Kent, Llc
  Cave Creek, AZ
  Phoenix, AZ
  Scottsdale, AZ
• 2018-06-20 → 2019-05-28
  Mml Investors Services, Llc
  Seattle, WA
  Bellevue, WA
• 2016-01-04 → 2018-06-07
  Foresters Advisory Services, Llc
  Seattle, WA

Other Businesses

1. PACIFIC CAPITAL RESOURCE GROUP, INC POSITION: Vice President of Supervision and Compliance NATURE: Corporation and Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 11/09/2020 ADDRESS: 10900 NE 4th Street, Suite 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Delegated supervisor of sales and service of variable life, variable annuity, brokerage, investment advisory client accounts and other delegated supervisory tasks. 2. ADVISORY RESOURCE GROUP, LLC POSITION: Vice President of Supervision & Compliance NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/31/2023 ADDRESS: 16427 N Scottsdale Road, Suite 410, #413, Scottsdale AZ 85254, United States DESCRIPTION: Delegated supervisor of non-registered associates, registered assistants, and financial professionals affiliated with Osaic Wealth Inc. that report to the Kurt Jonson OSJ.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-05
• S63 Uniform Securities Agent State Law Examination
  2013-07-22