Matthew David Piaseczny

Current Employers

Employment History

• 09/2010 → 08/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2011 → 08/2019
  Northwestern Mutual Investment Services, Llc
  Fairport, NY
• 02/2016 → 08/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2019 → 06/2024
  Securities America, Inc.
  Victor, NY
• 08/2019 → 06/2024
  Securities America Advisors
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY

Previous Registrations

• 2019-09-25 → 2024-06-14
  Securities America Advisors, Inc.
  Victor, NY
  Victor, NY

Other Businesses

1. ONEDIGITIAL/WLADIS GROUP POSITION: Insurance Agent - joint work compacity NATURE: Group Business Benefits mainly Health Insurance sold in NY State INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 528 Plum St, Syracuse NY 13204 DESCRIPTION: Help Business owner clients obtain group benefits, mainly health insurance and NYS DBL 2. INSURANCE SALES POSITION: Insurance Agent NATURE: Outside Insurance Sales - Highland Capital Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/16/2020 ADDRESS: 3535 Grandview Parkway, Suite 600, Birmingham AL 35243 DESCRIPTION: Helping clients find suitable products for their insurance needs 3. DASH CAPITAL ADVISORS POSITION: Partner NATURE: DBA held out to our customers/branding for our financial planning & investment services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 28 START DATE: 08/16/2019 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564, United States DESCRIPTION: DBA held out to our customers/branding for our financial planning & investment services 4. DASH TAX, LLC POSITION: Managing Member NATURE: Structure = LLC Filing as a Partnership This is a separate entity from our primary business. This Dash Tax, LLC is for tax preparation services performed by an employee who is a CPA. Me and my two partners own the firm. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/23/2025 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564, United States DESCRIPTION: I am the managing Member of this LLC with my two business partners Nathan Elvers and Mark Temperato. We own the firm and provide management to the employees who provide tax preparation and tax related services

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-10-04

Designations

Other Names

• Matthew Piaseczny