Christopher Keane Baxter

CRD 5839097

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16

NY RA
APPROVED

Since 2021-06-16

Branch Locations

Commerz Iii, Oberoi Garden City Goregaon (East), Mumbai 400063 • India

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	12/2013	07/2024
Morgan Stanley Advantage Services Pvt. Ltd.	Mumbai		07/2024	Present
Morgan Stanley	Mumbai		07/2024	Present

12/2013 → 07/2024

Morgan Stanley

New York, NY
07/2024 → Present

Morgan Stanley Advantage Services Pvt. Ltd.

Mumbai
07/2024 → Present

Morgan Stanley

Mumbai

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-01-29

S63 Uniform Securities Agent State Law Examination

2011-01-29

Other Names

Christopher Heane Baxter

View on SEC IAPD

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