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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Equitable | Milwaukee | WI | 10/2015 | 08/2017 |
| Axa Advisors Llc | New York | NY | 10/2015 | 08/2017 |
| Aquent Llc | Milwaukee | WI | 08/2017 | 05/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/2019 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-25 |
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