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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Hauppauge | NY | 03/2016 | 10/2018 |
| Mml Investors Services, Llc | Hauppauge | NY | 03/2018 | 10/2018 |
| Ubs Financial Services Inc. | Garden City | NY | 10/2018 | 05/2020 |
| Morgan Stanley Smith Barney Llc | Jericho | NY | 05/2020 | Present |
*590547 - BADA BING FAMILY, INC.; Investment related-No; Plainview, New York; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 12; Administrative, Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-24 |
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