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Anthony Faicco

Morgan Stanley

Jericho, NY

CRD 5839020

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
TX RA APPROVED_RES 2020-05-12
  • NY RA
    APPROVED
    Since 2021-08-30
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Hauppauge NY 03/2016 10/2018
Mml Investors Services, Llc Hauppauge NY 03/2018 10/2018
Ubs Financial Services Inc. Garden City NY 10/2018 05/2020
Morgan Stanley Smith Barney Llc Jericho NY 05/2020 Present
  • 03/2016 → 10/2018
    Massachusetts Mutual Life Insurance Company
    Hauppauge, NY
  • 03/2018 → 10/2018
    Mml Investors Services, Llc
    Hauppauge, NY
  • 10/2018 → 05/2020
    Ubs Financial Services Inc.
    Garden City, NY
  • 05/2020 → Present
    Morgan Stanley Smith Barney Llc
    Jericho, NY
Other Businesses

*590547 - BADA BING FAMILY, INC.; Investment related-No; Plainview, New York; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 12; Administrative, Business Development/Growth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2011-05-24
  • S66 Uniform Combined State Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2011-05-24
Other Names
  • Anthony Philip Faicco

View on SEC IAPD

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