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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-30 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Buffalo | NY | 05/2016 | 09/2017 |
| 1St Global Insurance Services, Inc | Buffalo | NY | 06/2016 | 08/2017 |
| Bs&P Wealth Management, Llc | Buffalo | NY | 05/2016 | 09/2017 |
| Unemployed | Kenmore | NY | 09/2017 | 11/2017 |
| John Hart | Buffalo | NY | 12/2017 | 08/2018 |
| Yanina Hart | Buffalo | NY | 12/2017 | 08/2018 |
| Northwestern Mutual Investment Services, Llc | Buffalo | NY | 12/2017 | 08/2018 |
| Securities America, Inc. | Amherst | NY | 05/2019 | 06/2024 |
| Unemployed | Kenmore | NY | 08/2018 | 05/2019 |
| Securities America Advisors, Inc | Amherst | NY | 03/2024 | 06/2024 |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | 05/2025 |
| Lpl Financial | Buffalo | NY | 11/2025 | 03/2026 |
| Unemployed | Kenmore | NY | 05/2025 | 10/2025 |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 10/2025 | Present |
| Lpl Financial | Buffalo | NY | 04/2026 | Present |
1) 2026-04-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-22 - 160hrs/mth - 160hrs/mth during trading 2) 2026-04-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Georgetown Lawley - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 24hrs/mth - 24hrs/mth during trading 3) 2026-05-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (FP) Lawley Retirement Advisors - Registered Investment Advisor - Y - at reported business location(s) - 2026-04-22 - 160hrs/mth - 160hrs/mth during trading - Administrative support for retirement plans as well as client relationship management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-04 |
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