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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED | 2023-05-09 |
Branch Locations
8700 Indian Creek Parkway Ste 345, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Overland Park | KS | 11/2010 | 06/2018 |
| Mml Investor Services, Inc. | Overland Park | KS | 11/2010 | 06/2018 |
| Securities America, Inc. | Overland Park | KS | 06/2018 | 05/2023 |
| Securities America Advisors | Overland Park | KS | 06/2018 | 05/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 05/2023 2) KANSAS CITY CHIEFS FOOTBALL CLUB, 1 ARROWHEAD WAY KANSAS CITY MO 64110, 05/02023, W2 EMPLOYEE, SPORT/FITNESS, NIR, 20 HR/MO 2 HR/MO TRADING 3) PREMIER INCOME PARTNERS, 8700 INDIAN CREEK PARKWAY SUITE 345 OVERLAND PARK KS 66210, 05/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 80 HR/MO 80 HR/MO TRADING 4) ROCKWATER ASSOCIATES, 20715 N. Pima Rd. #108, Scottsdale AZ 85255, United States, 03/01/2025, Referrals, Accounting/Bookkeeping/Payroll Services, NIR, 5 HR/MO 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
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