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Foster City, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2013 | 05/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2013 | 05/2018 |
| Charleton Financial | Rochester | NY | 08/2010 | 05/2018 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 10/2018 | 09/2021 |
| Unemployed | Lewisville | TX | 05/2018 | 10/2018 |
| Kestra Advisory Services, Llc | Austin | TX | 09/2021 | 01/2022 |
| Kestra Investment Management, Llc. | Austin | TX | 01/2022 | 08/2024 |
| Kestra Investment Services, Llc. | Austin | TX | 09/2021 | 08/2024 |
| Unemployed | Austin | TX | 09/2024 | 07/2025 |
| Gamma Investing Llc | Foster City | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-26 |
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