Janki Patel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2017 → 05/2021
  Tiaa/Nuveen Real Estate
  New York, NY
• 06/2021 → 06/2024
  Swiss Re
  New York, NY
• 07/2024 → 03/2025
  Unemployed
  Robbinsville, NJ
• 06/2016 → 12/2016
  Unemployed
  East Windsor, NJ
• 01/2017 → 05/2019
  New York University
  New York, NY

Previous Registrations

• 2014-05-22 → 2015-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jersey City, NJ
  New York, NY
  New York, NY
  New York, NY

Other Businesses

I*2424277, Entity Type, Name of OBA: A S P Address: RobbinsvilleNew Jersey08691 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 04/28/2025 No Hours: 1 monthly No Hours during trading: 0 Duties: I*2424278, Entity Type, Name of OBA: V S P Address: RobbinsvilleNew Jersey08691 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 04/28/2025 No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2025-08-21

Other Names

• Janki Navin Patel