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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03

Branch Locations

8850 Boedeker Dr, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Private Bank Ponte Vedra Beach FL 08/2010 08/2022
Comerica Sanford FL 08/2022 11/2023
Ameriprise Financial Services, Llc Dallas TX 11/2023 Present
  • 08/2010 → 08/2022
    Wells Fargo Private Bank
    Ponte Vedra Beach, FL
  • 08/2022 → 11/2023
    Comerica
    Sanford, FL
  • 11/2023 → Present
    Dallas, TX
Previous Registrations
Other Businesses

Outside Employment; Comerica Bank; SVP & Regional Director; Director of private banking and wealth management for Texas markets and SE market.; 8850 Boedecker DR, , Dallas, TX, 75225; Investment-Related; 11/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01
Other Names
  • Todd Harrison Barfield
  • Todd H Barfield

View on SEC IAPD

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