Lisa Marie Windsor

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2021
  Fidelity Brokerage Services Llc
  Washington, DC
• 07/2018 → 10/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 02/2023 → 08/2023
  Royal Alliance Associates, Inc.
  Tysons, VA
• 10/2021 → 02/2023
  Unemployed
  Tysons, VA
• 02/2023 → Present
  Seia Llc
  Tyson's Corner, VA
• 08/2023 → Present
  Ses Llc
  Tyson's Corner, VA

Previous Registrations

• 2023-02-13 → 2023-03-30
  Osaic Wealth, Inc.
  Tysons Corner, VA
• 2018-07-13 → 2021-10-06
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-03-06 → 2018-07-13
  Strategic Advisers Llc
  Washington, DC
  Reston, VA
• 2011-01-21 → 2014-01-24
  T. Rowe Price Advisory Services, Inc.
  Colorado Springs, CO
  Owings Mills, MD
  Washington, DC

Other Businesses

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 02/13/2023 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons, VA 22102, United States DESCRIPTION: RIA sales & service.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-14

Designations

• Certified Financial Planner

Other Names

• Lisa Marie Overbo