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David A Hathaway

Shp Wealth Management, LLC

Plymouth, MA

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Current Employers
Shp Wealth Management, Llc

225 Water St Suite C210, Plymouth, MA 02360 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-07-30
  • MA RA
    APPROVED
    Since 2018-07-30

Branch Locations

225 Water St Suite C210, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Boston MA 12/2017 07/2018
Santander Investment Services Dorchester MA 12/2017 07/2018
Platinum Wealth Partners Needham MA 11/2017 12/2017
Na Taunton MA 05/2016 11/2017
Shp Wealth Management, Llc Plymouth MA 07/2018 Present
  • 12/2017 → 07/2018
    Santander Bank Na
    Boston, MA
  • 12/2017 → 07/2018
    Santander Investment Services
    Dorchester, MA
  • 11/2017 → 12/2017
    Platinum Wealth Partners
    Needham, MA
  • 05/2016 → 11/2017
    Na
    Taunton, MA
  • 07/2018 → Present
    Shp Wealth Management, Llc
    Plymouth, MA
Previous Registrations
Other Businesses

SHP Financial; Plymouth, MA; insurance agent; provides insurance services; investment related; 20 hours per week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2012-09-07
Other Names
  • David A Hathaway
  • David Hathaway

View on SEC IAPD

Other Firms

EDWARD JONES
INTEGRATED WEALTH CONCEPTS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CONDON WEALTH MANAGEMENT, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
FLAGSHIP HARBOR ADVISORS, LLC
CITIZENS SECURITIES, INC.

Other Investors

NATALIA C. Manning
MARCI PORTER LUCIER
Owen Michael Imparato
Cameron Joseph Iarrobino
COLIN PATRICK CRONIN
Joshua Richard Kosinski
Michael J Bagni
Bradley Parillo

Other Offices

EDWARD JONES · PLYMOUTH, MA
INTEGRATED WEALTH CONCEPTS LLC · PLYMOUTH, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Plymouth, MA
CONDON WEALTH MANAGEMENT, INC. · PLYMOUTH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Plymouth, MA
LPL FINANCIAL LLC · PLYMOUTH, MA
FLAGSHIP HARBOR ADVISORS, LLC · Plymouth, MA
CITIZENS SECURITIES, INC. · PLYMOUTH, MA

More in Plymouth, MA

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