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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2009-10-22 |
| CT | RA | APPROVED | 2006-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 02/2006 | Present |
| Bank Of America,N.A. | Smithtown | NY | 11/2009 | Present |
I*1048626For profit or not for profit: Entity For ProfitName of outside business organization: LeTip of BabylonInvestment related: NAddress of business: West Islip, New YorkNature of business: ["Corporation"]Position, title, association: ["Board Member"], Start date of relationship: 11/3/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Vice President,I*1002272For profit or not for profit: Entity For ProfitName of outside business organization: Ski 250 LLCInvestment related: NAddress of business: West Islip, New YorkNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/21/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Purpose of LLC is to hold a time share at Killington Grand Hotel.I*1003391For profit or not for profit: Entity For ProfitName of outside business organization: Ski 250 LLCInvestment related: NAddress of business: Killington, VermontNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/21/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Rental income when resort rents unit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-04 |
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