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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-03 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
12930 S West Bay Shore Drive, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shady Lane Winery | Traverse City | MI | 07/2008 | 09/2024 |
| Wells Fargo Advisors Llc | Traverse City | MI | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Traverse City | MI | 11/2016 | 09/2024 |
| Lpl Financial Llc | Traverse City | MI | 09/2024 | Present |
1 - 07/2024 - Elemint Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 2- 09/10/2024 - Private Advisor Group - Registered Investment Advisor - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/02/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 09/10/2024 - Elemint Wealth Management - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/02/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-04 |
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