Brian D Addis

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 09/2016
  Edward Jones
  St. Louis, MO
• 12/2016 → 06/2019
  Cantella & Co., Inc.
  Boston, MA
• 10/2016 → 12/2016
  Unemployed
  Unemployed, OH
• 06/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2016-12-19 → 2019-07-18
  Cantella & Co., Inc.
  Vandalia, OH
  Troy, OH
  Malden, MA
• 2010-12-20 → 2016-10-21
  Edward Jones
  St Louis, MO
  Vandalia, OH

Other Businesses

Insurance sales - agent. Sells various lines of non-securities insurance, variable and fixed annuities. Accident, health, life, VA. CROSSROADS INVESTMENT PLANNING, Is Investment Related, DBA, Financial Professional,2019-06-19,160 hours per month,160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-17