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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-06-08
TX RA APPROVED 2022-06-08
  • AR RA
    APPROVED
    Since 2022-06-08
  • TX RA
    APPROVED
    Since 2022-06-08

Branch Locations

9 N. Halsted Circle, Rogers, AR 72756 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2010 06/2022
Raymond James Financial Services, Inc Bentonville AR 06/2022 Present
Raymond James Financial Services Advisors, Inc Bentonville AR 06/2022 Present
Previous Registrations
  • 2010-10-18 → 2022-06-09
    Rogers, AR
    St Louis, MO
    Bentonville, AR
    Bentonville, AR
    Rogers, AR
Other Businesses

(1)Name of Business: Fryer Wealth Planning Address: 9 N Halsted Cir, Rogers, AR, 72756-3145, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 06/08/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (2)Name of Business: Oak Crest Insurance Agency Address: 9 N. Halsted Cir, Rogers, AR, 72756-3145, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Agent(1)Name of Business: Fryer Wealth Planning Address: 9 N Halsted Cir, Rogers, AR, 72756-3145, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 06/08/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (2)Name of Business: Oak Crest Insurance Agency Address: 9 N. Halsted Cir, Rogers, AR, 72756-3145, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
  • S66 Uniform Combined State Law Examination
    2010-10-15
Designations
  • Certified Financial Planner
Other Names
  • Fred Fryer
  • Fred Shaw Fryer

View on SEC IAPD

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