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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-19
  • CA RA
    APPROVED
    Since 2024-09-19

Branch Locations

465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation San Diego CA 05/2012 04/2022
Cetera Advisor Networks Llc Solana Beach, CA 04/2022 09/2024
Life Style Financials Solana Beach CA 02/2022 Present
Family Trust Kailua Kona HI 09/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 09/2024
Lpl Financial Fresno CA 09/2024 Present
  • 05/2012 → 04/2022
    First Financial Equity Corporation
    San Diego, CA
  • 04/2022 → 09/2024
    Cetera Advisor Networks Llc
    Solana Beach,, CA
  • 02/2022 → Present
    Life Style Financials
    Solana Beach, CA
  • 09/2002 → Present
    Family Trust
    Kailua Kona, HI
  • 06/2023 → 09/2024
    Schaumburg, IL
  • 09/2024 → Present
    Lpl Financial
    Fresno, CA
Previous Registrations
  • 2023-06-29 → 2024-09-23
    Solana Beach,, CA
  • 2022-04-20 → 2023-06-29
    Cetera Wealth Services, Llc
    Solana Beach,, CA
    Scottsdale, AZ
  • 2012-05-18 → 2022-04-20
    Ffec Wealth Partners Llc
    Scottsdale, AZ
    San Diego, CA
    Solana Beach, CA
    Solana Beach,, CA
  • 2011-06-16 → 2012-05-17
    Jrl Capital Advisors Llc
    San Diego, CA
    Newport Beach, CA
  • 2010-10-14 → 2011-06-14
    Wfp Securities
    San Diego, CA
Other Businesses

1 - 09/18/2024 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 09/18/2024 - Thiesen Dueker - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 09/18/2024 - Thiesen Dueker - Non-Variable Insurance - Inv Related - 5 Hours/Month - 5 Hours During Trading - CA 92075 - OBA Start Date: 09/20/2024. 4 - 09/18/2024 - Real Estate Rental - Inv Related - 2 Hours/Month - HI 96740 - OBA Start Date: 09/02/2002. 5 - 09/18/2024 - Life Style Financials - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 20 Hours/Month - CA 92075 - OBA Start Date: 02/02/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-08
  • S66 Uniform Combined State Law Examination
    2010-10-08
Designations
Other Names
  • John Paul Page

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