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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-19 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | San Diego | CA | 05/2012 | 04/2022 |
| Cetera Advisor Networks Llc | Solana Beach, | CA | 04/2022 | 09/2024 |
| Life Style Financials | Solana Beach | CA | 02/2022 | Present |
| Family Trust | Kailua Kona | HI | 09/2002 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 09/2024 |
| Lpl Financial | Fresno | CA | 09/2024 | Present |
1 - 09/18/2024 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 09/18/2024 - Thiesen Dueker - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 09/18/2024 - Thiesen Dueker - Non-Variable Insurance - Inv Related - 5 Hours/Month - 5 Hours During Trading - CA 92075 - OBA Start Date: 09/20/2024. 4 - 09/18/2024 - Real Estate Rental - Inv Related - 2 Hours/Month - HI 96740 - OBA Start Date: 09/02/2002. 5 - 09/18/2024 - Life Style Financials - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 20 Hours/Month - CA 92075 - OBA Start Date: 02/02/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-08 |
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