Raymond Penzi

Current Employers

The L. Warner Companies, Inc

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-26

NY RA
APPROVED

Since 2024-11-26

Branch Locations

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	02/2013	Present
Heritage Strategies, Llc	Woodbury	NY	01/2012	10/2018
The Warner Companies	Timonium	MD	10/2018	Present

02/2013 → Present

M Holdings Securities, Inc.

Portland, OR
01/2012 → 10/2018

Heritage Strategies, Llc

Woodbury, NY
10/2018 → Present

The Warner Companies

Timonium, MD

Other Businesses

1) THE L. WARNER COMPANIES, INC.; 9690 DEERECO ROAD, SUITE 650, TIMONIUM MD 21093; 10/2018; VICE PRESIDENT - PRIVATE CLIENT; MEMBER FIRM ACTIVITIES RELATED TO INVESTMENTS AND INSURANCE; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-09-21

S63 Uniform Securities Agent State Law Examination

2010-09-21

Designations

Other Names

Penzi Raymond
Raymond Leo Penzi

View on SEC IAPD

Current Employers

The L. Warner Companies, Inc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

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