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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-06-12
TX RA APPROVED 2015-09-08
NC RA APPROVED 2015-08-27
  • SC RA
    APPROVED
    Since 2018-06-12
  • TX RA
    APPROVED
    Since 2015-09-08
  • NC RA
    APPROVED
    Since 2015-08-27

Branch Locations

115 Tom Hall St, Fort Mill, SC 29715 • United States

510 E 96Th St Global Human Resources- The Academy, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-25
  • S66 Uniform Combined State Law Examination
    2015-08-25
Other Names
  • Laura Elizabeth Williams

View on SEC IAPD

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