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53 North Main Street, Mullica Hill, NJ 08062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| NJ | RA | APPROVED | 2025-01-31 |
Branch Locations
53 North Main Street, Mullica Hill, NJ 08062 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-12 |
Branch Locations
70 N Main St, Mullica Hill, NJ 08062 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
53 N.MAin St, Mullica, NJ 08062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victory Asset Management Co., Inc. | Mullica Hill | NJ | 12/2009 | Present |
| Lpl Financial Llc | Mullica | NJ | 07/2023 | Present |
1) 07/06/2023 - Victory Asset Management Co. - Business Entity For Tax/Investment Purposes Only - co - owner - NJ 08062 - Non investment related - 3 Hours per month - Start date: 02/01/2009. 2) 07/06/2023 - Vacation home rental - Short term rental - NJ 08401 - Investment related - 4 Hours per month - Start date: 06/01/2021. 3) 07/06/2023 - Victory Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 4) 10/25/2023 - North American Life Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/09/2023 - 2 Hours Per Month/ During Trading 5) 01/24/2024 - Penguin Cold Caps - Non-Inv related - Williamstown, NJ - Outside/W-2 Employment - Started: 1/15/2024 - 4 Hrs/mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-30 |
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
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