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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

10023 Ocean Hwy, Pawleys Island, SC 29585 • United States

53 Redwing Ct, Pawleys Island, SC 29585 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Pawleys Island SC 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Pawleys Island, SC
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 10023 OCEAN HWY; PAWLEYSISLAND; SC; 29585; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/7/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS (2) NAME OF ENTITY:DOUBLE EAGLE INVENTMENTS, LLC; NO; 53 REDWING CT.; PAWLEYS ISLAND; SC; 29585; TAX PURPOSE ONLY; PRESIDENT; 4/15/2021; 1; 0; TAX PURPOSE ONLY (3) NAME OF OTHER BUSINESS: DOUBLE EAGLE INVESTMENTS LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LLC FOR TAX PURPOSES ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: NO DUTIES OR ACTIVITIES. FOR TAX PURPOSES ONLY ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2006-04-21
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2006-04-21

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