Brian Michael Owen

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-01-25
KY	RA	APPROVED	2024-01-25

IN RA
APPROVED

Since 2024-01-25
KY RA
APPROVED

Since 2024-01-25

Branch Locations

8832 High Pointe Drive, Newburgh, IN 47630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Ins Co	Newburgh	IN	11/2010	Present
Park Ave Securities	Newburgh	IN	01/2011	Present

11/2010 → Present

Guardian Life Ins Co

Newburgh, IN
01/2011 → Present

Park Ave Securities

Newburgh, IN

Other Businesses

1. Red Horse Properties, LLC, Start Date: 11/7/2022, Address: 8832 High Pointe Drive, Newburgh, IN 47630, 0 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 2. Insurance Sales thru Guardian Life Insurance Company, Start Date: 1/1/2022, Nature: Guardian Life Insurance Products, Address: 8832 High Pointe Drive, Newburgh, IN 47630, Duties: As a Guardian Financial Representative, I sell Guardian Life Insurance products, 40 total hours per month; 40 during securities trading, Investment Related,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-22
S63	Uniform Securities Agent State Law Examination	2011-04-26

S65 Uniform Investment Adviser Law Examination

2024-01-22
S63 Uniform Securities Agent State Law Examination

2011-04-26

Other Names

Brian Michael Owen
Brian M Owen

View on SEC IAPD