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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-07-12
  • MA RA
    APPROVED
    Since 2016-07-12

Branch Locations

Hingham, MA • United States

10 Forbes Rd Suite #440 West, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2014 06/2018
Samuel Financial Llc Dedham MA 06/2018 01/2020
Samuel Financial Llc Dedham MA 01/2020 01/2022
Commonwealth Financial Network Waltham MA 06/2018 01/2020
Commonwealth Financial Network Waltham MA 01/2020 Present
Longtide Financial Partners Braintree MA 01/2022 Present
Other Businesses

Co-owner, Longtide Financial Partners; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2022; Less than 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Designations

View on SEC IAPD

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