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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
FL RA APPROVED 2019-06-18
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • FL RA
    APPROVED
    Since 2019-06-18

Branch Locations

Green Cove Springs, FL • United States

76 S Laura St, Jacksonville, FL 32202 • United States

2762 Blanding Blvd, Middleburg, FL 32068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2013 05/2019
Lpl Financial Llc Middleburg FL 06/2019 Present
Vystar Credit Union Middleburg FL 06/2019 Present
  • 02/2013 → 05/2019
    St Louis, MO
  • 06/2019 → Present
    Middleburg, FL
  • 06/2019 → Present
    Vystar Credit Union
    Middleburg, FL
Previous Registrations
Other Businesses

1)04/29/2019 - VyStar Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-08
  • S66 Uniform Combined State Law Examination
    2010-12-08
Other Names
  • Wade Bensieck Bramlitt
  • Wade Bramlitt

View on SEC IAPD

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