Brendan Patrick Casey

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 11/2017
  Lincoln Financial Securities Corporation
  Manchester, NH
• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-02-09 → 2017-12-05
  Osaic Fs, Inc.
  Manchester, NH
  Pittsfield, NH
  Concord, NH

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.AGGREGATE WEALTH STRATEGIES AND INSURANCE ADVISORS, 105 W MERRIMACK ST STE 1, MANCHESTER, NH, 9/2012 AS PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 10/TRADING. 3. BAHR CASEY FINANCIAL SERVICES, 34 Raeder Drive, Stratham NH 03885, United States, 11/21/2017, Owner, DBA Name, NIR, 30 HR/MO - 30 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2011-01-13
• S63 Uniform Securities Agent State Law Examination
  2009-10-02