Grant Stephen Frederick

Employer firm

Proper Financial, LLC CRD 329499

$65.0M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Enertel Solutions
  Devon, PA
• 04/2001 → 07/2017
  The Kimberton Group
  Kimberton, PA
• 06/2016 → 09/2017
  Cwa Asset Management Group
  Kimberton, PA
• 07/2017 → 03/2021
  Prudential Financial Planning Services
  Paoli, PA
• 07/2017 → 03/2021
  Pruco Securities, Llc
  Paoli, PA
• 02/2021 → 02/2023
  Mml Investors Services, Llc
  Exton, PA
• 02/2023 → 04/2024
  Thrive Capital Management, Llc
  Exton, PA
• 04/2024 → Present
  Proper Financial, Llc
  Wayne, PA

Previous Registrations

• 2023-02-08 → 2024-04-17
  Thrive Capital Management, Llc
  Exton, PA
  Fort Washington, PA
• 2021-03-03 → 2023-02-02
  Mml Investors Services, Llc
  Exton, PA
• 2017-11-17 → 2021-03-09
  Pruco Securities, Llc.
  Paoli, PA
  Naples, FL
  Fort Myers, FL
• 2016-06-28 → 2017-09-29
  Cwa Asset Management Group
  Kimberton, PA
• 2013-09-12 → 2015-02-02
  Water Oak Advisors, Llc
  King Of Prussia, PA
  Winter Park, FL
• 2013-02-19 → 2013-09-03
  Mercer Global Advisors Inc.
  Radnor, PA
• 2012-09-13 → 2012-12-17
  Camarda Wealth Advisory Group
  Fleming Island, FL
  Sanibel, FL
• 2011-07-27 → 2011-11-22
  Woodbury Financial Services, Inc.
  Devon, PA
  Wexford, PA
• 2007-03-22 → 2011-02-22
  Fisher Investments
  Devon, PA
  Wayne, PA
  Plano, TX

Other Businesses

(1) Name: Enertel Solutions, Investment Related: No, Address: 70 Hunters Lane, Devon PA 19333, Nature of Business: Brokering of Electric Service Providers, Position: Owner, Start:1/1/2012, Hours per Month: 2, Hours per Month During Trading: 0, Duties: Communicate with existing commercial clients in renewing their electric service provider contracts. (2) Insurance Sales; Investment-related; Same Address; Individual Capacity; Approximately 10% of time during the month.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-06-04
• S66 Uniform Combined State Law Examination
  2007-03-21

Other Names

• Grant Frederick
• Grant Stephen Frederick
• Grant S Frederick