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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-11 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
120 King St, Northampton, MA 01060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Germain Securities, Inc | Northampton | MA | 08/2010 | 12/2024 |
| St. Germain Investment Management, Inc. | Northampton | MA | 08/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-01 |
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