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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

7950 Saltsburg Road Suite 2, Pittsburgh, PA 15239 • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Pittsburgh PA 10/2013 Present
Pruco Securities, Llc. Pittsburgh PA 10/2013 11/2024
Lpl Enterprise, Llc Canonsburg PA 11/2024 Present
Previous Registrations
Other Businesses

1) 11/14/2024 - Health Benefits Group - Health Benefits Group is Three Rivers Health Benefits upline - Non-Variable Insurance - Inv Related - At Export, PA - Start Date 12/04/2020 - 4hrs/mth - 4hrs/mth During Trading 2) 11/14/2024 - Three Rivers Health Benefits, LLC - Health Insurance Products are being offered through Non-Sponsored DBA - Non-Variable Insurance - Inv Related - At Export, PA - Start Date 01/11/2021 - 5hrs/mth - 5hrs/mth During Trading 3) 11/14/2024 - DBCREM SCIII Limited Partnership - Limited Partner - Real Estate Rental - Inv Related - At Export, PA - Start Date 12/27/2017 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-21
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S65 Uniform Investment Adviser Law Examination
    2014-05-21
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05

View on SEC IAPD

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