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Micah Aaron Barrett

Rbc Capital Markets, LLC

St. Cloud, MN

Sartell, MN

CRD 5836174

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-24
  • MN RA
    APPROVED
    Since 2014-01-24

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Cloud MN 08/2010 Present
Other Businesses

(1) TROUT UNLIMITED MID-MN CHAPTER; ADDRESS: P.O. BOX 845 CHANHASSEN, MN 55317; BUSINESS DESCRIPTION: PROTECT COLDWATER TROUT RESOURCES; NOT INVESTMENT RELATED; START DATE: 04/09/2014; CAPACITY: BOARD OF DIRECTORS/PRESIDENT; DUTIES: FACILITATE AND GUIDE MEETINGS AND PROJECTS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) ST. CLOUD SYMPHONY ORCHESTRA; ADDRESS: 14 7TH AVE N ST CLOUD, MN 56303; BUSINESS DESCRIPTION: LOCAL ORCHESTRA; NOT INVESTMENT RELATED; START DATE: 02/10/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER/DISCUSSIONS AND ACTIVITIES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24
Other Names
  • Micah Ann Barrett

View on SEC IAPD

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