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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-24 |
Branch Locations
1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States
Sartell, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | St. Cloud | MN | 08/2010 | Present |
(1) TROUT UNLIMITED MID-MN CHAPTER; ADDRESS: P.O. BOX 845 CHANHASSEN, MN 55317; BUSINESS DESCRIPTION: PROTECT COLDWATER TROUT RESOURCES; NOT INVESTMENT RELATED; START DATE: 04/09/2014; CAPACITY: BOARD OF DIRECTORS/PRESIDENT; DUTIES: FACILITATE AND GUIDE MEETINGS AND PROJECTS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) ST. CLOUD SYMPHONY ORCHESTRA; ADDRESS: 14 7TH AVE N ST CLOUD, MN 56303; BUSINESS DESCRIPTION: LOCAL ORCHESTRA; NOT INVESTMENT RELATED; START DATE: 02/10/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER/DISCUSSIONS AND ACTIVITIES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-24 |
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