Ryan D Harris

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
TX	RA	APPROVED_RES	2009-09-15

PA RA
APPROVED

Since 2023-06-16
TX RA
APPROVED_RES

Since 2009-09-15

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2009	Present
Bank Of America, N.A.	Pennington	NJ	08/2026	Present

07/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2026 → Present

Bank Of America, N.A.

Pennington, NJ

Previous Registrations

2007-01-19 → 2007-06-06

Key Investment Services Llc

Tacoma, WA

Shoreline, WA
2006-05-11 → 2006-11-06

Ameriprise Financial Services, Llc

Seattle, WA

Other Businesses

I*: 2086435Entity Type: Rental Property Name of OBA: Rental Property 1Address: Feasterville, PA 19053Investment Related: NoPosition, Title, Association: Sole Owner Employee Start Date: 10/01/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: rented old house and purchased new I*2086435, Entity Type: , Name of OBA: Rental Property 1, Address: feasterville, Pennsylvania, 19053, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 10/01/2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-08
S66	Uniform Combined State Law Examination	2006-05-10

S65 Uniform Investment Adviser Law Examination

2009-10-08
S66 Uniform Combined State Law Examination

2006-05-10

Other Names

Ryan David Harris

View on SEC IAPD