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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

3901 Washington Road Crossroads Commons Suite 205, Mcmurray, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Mcmurray PA 12/2014 Present
Pruco Securities, Llc. Mcmurray PA 12/2014 11/2024
Lpl Enterprise, Llc Mcmurray PA 11/2024 Present
Previous Registrations
Other Businesses

1) 09/18/2024 Guardian Life Insurance Co - I have a broker contract which allows me to manage only existing clients from a Guardian book of business. I only service these clients and do not solicit new Guardian business - Non-Variable Insurance Commission Trails - Inv Related - At McMurray, PA - Start Date 01/01/2015 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-09
  • S66 Uniform Combined State Law Examination
    2011-03-09

View on SEC IAPD

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