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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States
3901 Washington Road Crossroads Commons Suite 205, Mcmurray, PA 15317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Mcmurray | PA | 12/2014 | Present |
| Pruco Securities, Llc. | Mcmurray | PA | 12/2014 | 11/2024 |
| Lpl Enterprise, Llc | Mcmurray | PA | 11/2024 | Present |
1) 09/18/2024 Guardian Life Insurance Co - I have a broker contract which allows me to manage only existing clients from a Guardian book of business. I only service these clients and do not solicit new Guardian business - Non-Variable Insurance Commission Trails - Inv Related - At McMurray, PA - Start Date 01/01/2015 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-09 |
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