Kevin M Peterson

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 01/2017
  Csp Settlements, Llc Dba Eagle Title
  Annapolis, MD
• 11/2010 → 08/2022
  Valic Financial Advisors, Inc.
  Linthicum, MD
• 08/2022 → 03/2024
  Mutual Advisors, Llc.
  Casper, WY
• 03/2024 → Present
  Mariner Platform Solutions
  Overland Park, KS
• 03/2024 → Present
  Connect Wealth
  Annapolis, MD

Previous Registrations

• 2022-08-15 → 2024-03-13
  Mutual Advisors, Llc
  Annapolis, MD
  Annapolis, MD
• 2011-02-03 → 2022-08-30
  Valic Financial Advisors, Inc.
  Linthicum Heights, MD

Other Businesses

1. AP Holdings, LLC., Start Date: 06/26/2015, 888 Bestgate Rd., Ste. 419, Annapolis, MD 21401, LLC, Investment Holding Company, Member, AP Holdings is a holding company for real estate and other investments. Investments include 201 Richard LLC, New Berlin Two LLC, 2047 Park LLC, 1361 Links LLC, 9716 Riverside LLC, UGP LBS LLC, and 125 Bowery St, Frostburg, MD, Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 2. Broadneck High School, Start Date: 08/01/2015, 1265 Green Holly Dr., Annapolis, MD 21409, Government, Public School, Coach, Coach Golf team at Broadneck High School, Not Investment Related, 30 Hours per month, 2 Hours per day during trading hours. 3. Independent Insurance Agent, Start Date: 08/15/2022, 888 S. Harrison St. Ste. 900, Fort Wayne, IN 46802, Corporation, Insurance Agency, Agent, Ash Brokerage will be General Agent to provide insurance products to clients, I will be recommending insurance products to clients as needed, Not Investment Related, 20 Hours per month, 1 Hour per day during trading hours. 4. Connect Wealth; investment-related; Annapolis, MD; offering investment advisory services through Mariner Platform Solutions; Advisor; start date: 03/2024; 160 hrs/month during securities trading hours Watershed Title, LLC; Not investment related, Annapolis, MD, Agent, Start date: 7/1/2022, 1 hour per month, 1 hour during trading hours. Refer business to title company

Exams

• S66 Uniform Combined State Law Examination
  2010-12-29

Designations

• Certified Financial Planner