David Karl Holman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-05-30
TX	RA	APPROVED_RES	2023-05-30

MD RA
APPROVED

Since 2023-05-30
TX RA
APPROVED_RES

Since 2023-05-30

Branch Locations

New Market, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2010	Present
Lpl Financial	New Market	MD	05/2023	Present

08/2010 → Present

Edward Jones

St. Louis, MO
05/2023 → Present

Lpl Financial

New Market, MD

Previous Registrations

2010-10-11 → 2023-05-31

Edward Jones

Mt Airy, MD

St Louis, MO

Clarksburg, MD

Gaithersburg, MD

Mt Airy, MD

Hagerstown, MD

Other Businesses

1) 05/2023 - Holman Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 05/2023 - Rental Properties - Real Estate Rental - Inv. Related - New Market, MD 21774 - Owner - Start Date 3/1/2002 - 0hrs/month - 0% time spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-08

S66 Uniform Combined State Law Examination

2010-10-08

Other Names

David Holman

View on SEC IAPD