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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| NC | RA | APPROVED | 2024-08-05 |
| VA | RA | APPROVED | 2018-08-23 |
Branch Locations
620 S Tryon St, Charlotte, NC 28255 • United States
650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Charlottesville | VA | 11/2001 | 11/2016 |
| Suntrust Investment Services,Inc | Atlanta | GA | 08/2010 | 11/2016 |
| Suntrust Investment Services,Inc | Atlanta | GA | 02/2014 | 11/2016 |
| Suntrust Bank | Charlottesville | VA | 12/2013 | 11/2016 |
| Suntrust Advisory Services | Atlanta | GA | 08/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlottesville | VA | 11/2016 | Present |
| Bank Of America, Na | Charlottesville | VA | 11/2016 | Present |
POSITION: OWNER NATURE: RENTAL PROPERTIES: I OWN A HOUSE WHICH WAS FORMERLY MY PRIMARY RESIDENCE, AND I NOW RENT. CHARLOTTESVILLE, VA 22902: I PAY THE MORTGAGE, COLLECT THE RENT CHECKS, AND CALL MAINTENANCE PROFESSIONALS AS NECESSARY. MY HUSBAND AND I JOINTLY OWN A PROPERTY FROM WHICH HE PRIMARLY OPERATES HIS LAW PRACTICE. WE RENT ONE ROOM/OFFICE THERE TO ANOTHER ATTORNEY. INVESTMENT RELATED: NO. NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 04/11/2011 ADDRESS: CHARLOTTESVILLE VA DESCRIPTION: I HAVE NO DUTIES/RESPONSIBILITIES. THIS IS THE PROPERTY WHERE MY HUSBAND OPERATES HIS LAW PRACTICE, SO HE PAYS ALL BILLS, INCLUDING THE MORTGAGE AND COLLECTS THE RENT CHECKS FROM THE OTHER ATTORNEY. I*: 2198357 Entity Type: For Profit Name of OBA: Oakerson Acres LLC Address: Charlottesville, VA 22902 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/20/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: My husband and I are buying a piece of land for long term investment and plan to hold it in an LLC. It will not be income producing. I*4836282, Entity Type: , Name of OBA: M G, Address: Forest, Virginia, 24551, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/07/2031, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4836283, Entity Type: , Name of OBA: S G, Address: Charlottesville, Virginia, 24551, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/07/2031, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-08-12 |
| S66 | Uniform Combined State Law Examination | 2010-10-15 |
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