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Ann Jalene Barlow

J.P. Morgan Securities LLC

New York, NY

San Diego, CA

CRD 5834997

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-13
TX RA APPROVED 2024-08-26
  • CA RA
    APPROVED
    Since 2025-06-13
  • TX RA
    APPROVED
    Since 2024-08-26

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

5111 Mission Center Rd, Floor 02, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Beacon Advisors Irving TX 06/2015 08/2017
Foreside Fund Services, Llc Irving TX 06/2015 08/2017
Hd Vest Investment Services Irving TX 08/2017 09/2019
J.P. Morgan Securities Llc San Diego CA 08/2020 Present
Avantax Investment Services, Inc Dallas TX 08/2017 09/2019
Argo Data Resource Corporation Richardson TX 10/2019 07/2020
Jpmorgan Chase Bank, N.A. San Diego CA 11/2023 Present
  • 06/2015 → 08/2017
    American Beacon Advisors
    Irving, TX
  • 06/2015 → 08/2017
    Foreside Fund Services, Llc
    Irving, TX
  • 08/2017 → 09/2019
    Hd Vest Investment Services
    Irving, TX
  • 08/2020 → Present
    J.P. Morgan Securities Llc
    San Diego, CA
  • 08/2017 → 09/2019
    Avantax Investment Services, Inc
    Dallas, TX
  • 10/2019 → 07/2020
    Argo Data Resource Corporation
    Richardson, TX
  • 11/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-20
S63 Uniform Securities Agent State Law Examination 2010-11-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-20
  • S63 Uniform Securities Agent State Law Examination
    2010-11-12
Designations
  • Certified Financial Planner
Other Names
  • Jalene Barlow
  • Ann Jalene Barlow
  • Ann J Barlow

View on SEC IAPD

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