Mark Joseph Rhoades

Current Employers

Employment History

• 02/2006 → 10/2016
  Citigroup Global Markets Inc.
  Durham, NC
• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  Durham, NC
• 01/2015 → 10/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2016 → Present
  Raymond James Financial Services, Inc
  Chapel Hill, NC
• 01/2018 → Present
  Phoenix Wealth Advisors
  Chapel Hill, NY

Previous Registrations

• 2009-06-01 → 2016-10-28
  Morgan Stanley
  Durham, NC
• 2006-06-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Durham, NC

Other Businesses

(1)Name of Business: KDVS foundation Address: ZOOM, ZOOM, NC, 27278, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: No Start Date: 08/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will learn more on August 15th about my specific role. The finance committee works on the Legacy Society, investments and a capital strategy for the Foundation. Currently the commitee is made up of Ashley Point (President), Gabe Stagner (Treasuer), Matt Holcombe (Board member), Kaci Fisher (Board member), Patrick Couglin (KdVS parent), and Max Fillmore (KdVS parent). (2)Name of Business: Phoenix Wealth Advisors Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517-2395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: branch manager, financial advisor (3)Name of Business: Rhoades Properties LLC Address: 212 papyrus place, Hillsborough, NC, 27278, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have an active NC brokerage license. I have this for my own property activities (buying/selling) and do not work with the public as a realtor. I have one single family rental property in Hillsborough, NC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-16
• S63 Uniform Securities Agent State Law Examination
  2006-04-28

Designations

Other Names

• Mark J Rhoades