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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-03
FL RA APPROVED 2018-03-13
  • TX RA
    APPROVED
    Since 2019-04-03
  • FL RA
    APPROVED
    Since 2018-03-13

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

1306 E Venice Ave 1St Fl, Venice, FL 34285 • United States

4205 Tamiami Trail S, Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2010 03/2018
Wells Fargo Clearing Services, Llc Sarasota FL 03/2018 Present
Previous Registrations
  • 2010-10-11 → 2018-03-20
    Maryland Heights, MO
    Englewood, FL
    Maryland Heights, MO
    Englewood, FL
Other Businesses

FREELANCE MUSICIAL, NOT INV RELATED, PORT CHARLOTTE, FL, HOBBY, START: 3/22/2018, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: PERFORM MUSIC. STORM WARNING INC, NOT INV RELATED, PORT CHARLOTTE, FL, 100% OWNERSHIP, START 3/1/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, BAND. RENTAL PROPERTY ; INV RELATED;PORT CHARLOTTE,FL; RENTAL PROPERTY ;100% OWNERSHIP; START DATE: 08/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-08
  • S66 Uniform Combined State Law Examination
    2010-10-08
Designations
Other Names
  • Cody Daniels

View on SEC IAPD

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