Richard Debrocco

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 10/2017
  The Vanguard Group, Inc.
  Malvern, PA
• 10/2017 → 11/2020
  Tiaa
  Philadelphia, PA
• 10/2017 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA
• 02/2021 → 09/2022
  Citizens Securities, Inc.
  Jenkintown, PA
• 10/2022 → Present
  J.P. Morgan Securities Llc
  Abington, PA
• 10/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Abington, PA
• 02/2021 → 09/2022
  Citizens Bank
  Jenkingtown, PA
• 12/2020 → 01/2021
  Unemployed
  Glenside, PA

Previous Registrations

• 2022-10-14 → 2025-11-16
  J.P. Morgan Securities Llc
  Abington, PA
  Morrisville, PA
  Philadelphia, PA
  Horsham, PA
• 2021-02-22 → 2022-09-30
  Citizens Securities, Inc.
  Jenkintown, PA
  Conshohocken, PA
  Warminster, PA
  Willow Grove, PA
  Feasterville, PA
  Philadelphia, PA
  Southampton, PA
  Jamison, PA
  Philadelphia, PA
  Southampton, PA
• 2017-12-11 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA

Exams

• S66 Uniform Combined State Law Examination
  2017-12-11
• S63 Uniform Securities Agent State Law Examination
  2010-09-23

Other Names

• Rickey Debrocco
• Richard A Debrocco
• Richard Anthony Debrocco