Joseph Mark Duea

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 07/2020
  Thrivent Investment Management Inc
  Orland Park, IL
• 12/2010 → 07/2020
  Thrivent Financial For Lutherans
  Appleton, WI
• 07/2020 → 10/2021
  Thrivent Advisor Network, Llc
  Orland Park, IL
• 07/2020 → 10/2021
  Purshe Kaplan Sterling Investments, Inc.
  Orland Park, IL
• 10/2021 → 04/2023
  W&S Brokerage Services
  Cinncinnati, OH
• 10/2021 → 04/2023
  Western & Southern Life
  Rosemont, IL
• 04/2023 → Present
  Fidelity Investments
  Westlake, TX
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2023-08-17 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Chicago, IL
• 2021-10-29 → 2023-05-11
  W&S Brokerage Services, Inc.
  Rosemont, IL
• 2020-08-05 → 2021-10-14
  Thrivent Advisor Network, Llc
  Orland Park, IL
  Minneapolis, MN
• 2013-07-29 → 2020-07-29
  Thrivent Investment Management Inc.
  Downers Grove, IL
  Libertyville, IL
  Orland Park, IL
  Bloomingdale, IL

Other Businesses

OBA-98210|OrgNmn:Jefferson Park Chamber of Commerce|Org Addr:Chicago,Illinois,US|OBA Nature:Local Chamber of Commerce|Invst Rel:N|Title:Board Member|Duties:Board member - non-officer, non-paid.|StrtDt:11-10-22|TotHrs/mon:2|TrdHrs/mon:0|

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-27
• S63 Uniform Securities Agent State Law Examination
  2010-12-13

Other Names

• Joseph Mark Duea
• Joseph Mark Williams Duea
• Joseph M Duea