Best Investors
Account
Sign in
Best Investors
Account
Sign in
Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-19 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
9560 Wilshire Blvd Suite 440, Beverly Hills, CA 90212 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-11 |
Branch Locations
101 S. Rodeo Drive Suite 440, Beverly Hills, CA 90212 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company Llc | Century City | CA | 11/2015 | 06/2023 |
| First Republic Investment Management | Century City | CA | 11/2015 | 06/2023 |
| Jpmorgan Wealth Management | Los Angeles | CA | 07/2023 | 09/2024 |
| Citizens Private Wealth | Beverly Hills | CA | 10/2024 | Present |
| Citizens Bank | Beverly Hills | CA | 10/2024 | Present |
| Citizens Securities, Inc. | Beverly Hills | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-04 |
Reach out to this advisor