Signe Marie Nelson-combs

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-15
IA	RA	APPROVED	2024-04-11

IL RA
APPROVED

Since 2024-04-15
IA RA
APPROVED

Since 2024-04-11

Branch Locations

Rock Island, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	09/2014	Present
Principal Securities Inc	Des Moines	IA	03/2016	Present
Principal Advised Services	Rock Island	IL	03/2024	Present

09/2014 → Present

Principal Life Insurance Company

Des Moines, IA
03/2016 → Present

Principal Securities Inc

Des Moines, IA
03/2024 → Present

Principal Advised Services

Rock Island, IL

Other Businesses

AA&T TRUCKING LLC POSITION: Bookkeeping NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2020 ADDRESS: 4222 3rd Street A, East Moline IL 61244, United States DESCRIPTION: Maintain books and records for spouse's trucking business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-13
S63	Uniform Securities Agent State Law Examination	2010-12-04

S65 Uniform Investment Adviser Law Examination

2016-05-13
S63 Uniform Securities Agent State Law Examination

2010-12-04

Other Names

Signe Marie Nelson

View on SEC IAPD