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Tyler Cockle

First Trust Advisors LP

Wheaton, IL

Austin, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-07
TX RA APPROVED 2023-12-07
  • IL RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 03/2014 Present
  • 03/2014 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-07
S63 Uniform Securities Agent State Law Examination 2016-05-06
  • S65 Uniform Investment Adviser Law Examination
    2023-12-07
  • S63 Uniform Securities Agent State Law Examination
    2016-05-06

View on SEC IAPD

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