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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-18 |
| FL | RA | APPROVED | 2021-02-25 |
Branch Locations
1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Springs | FL | 02/2015 | 08/2018 |
| Bank Of America, N.A. | Coral Springs | FL | 02/2015 | 08/2018 |
| Morgan Stanley | Boca Raton | FL | 10/2018 | 02/2021 |
| Raymond James & Associates Inc | Boca Raton | FL | 02/2021 | Present |
(1)Name of Business: Joanna Kerr Design LLC Address: 2701 NW Boca Raton Blvd, Ste 116, Boca Raton, FL, 33431, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns her own interior design business, which is titled Joanna Kerr Design LLC and she is the sole member of the LLC and only beneficial owner. I am not an employee of her company, and I help her with invoicing, budgeting, expense tracking, and payment to 3rd party contractors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-23 |
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