Abishek Babu

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2016
  Optionsxpress Inc.
  Chicago, IL
• 05/2013 → 09/2016
  Charles Schwab & Co., Inc.
  Chicago, IL
• 01/2015 → 09/2016
  Charles Schwab Bank
  Chicago, IL
• 09/2016 → 01/2017
  Alliant Credit Union
  Chicago, IL
• 09/2016 → 01/2017
  Lpl Financial Llc
  Chicago, IL
• 02/2017 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 02/2017 → 09/2018
  Bank Of America, N.A.
  Rolling Meadows, IL
• 09/2018 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL
• 09/2018 → Present
  Charles Schwab Bank
  Chicago, IL

Previous Registrations

• 2022-08-02 → 2022-10-14
  Td Ameritrade, Inc.
  Chicago, IL
  Chicago, IL
• 2017-03-08 → 2018-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2016-09-12 → 2017-01-26
  Lpl Financial Llc
  Chicago, IL
  Chicago, IL
• 2015-04-23 → 2016-09-16
  Charles Schwab & Co., Inc.
  Chicago, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2015-04-23

Other Names

• Ravi Babu